TCI Wealth Advisors also has also tapped JIFFYAI to unify onboarding and servicing, while TradePMR adds ICE market data to ...

Also, CAPTRUST adds a $300 million planning team from Sanctuary in its home market of Raleigh, and Sequoia Financial Group ...

Devon Klumb has seen the advisory business from multiple angles. Having started his career as a commodities trader before ...

New research exposes a wide gap in how affluent parents and their adult children understand and prepare for the transfer of ...

Super Intelligence revenue grew more than 800% in Q3, and a Starship launch and Tesla merger talk are on deck.

LPL Financial has tapped a firm veteran, Ken Hullings, to take over as head of recruiting, one of the most coveted and prestigious jobs in the independent broker-dealer industry, as advisors from the ...

New UMA, direct indexing and asset location capabilities aim to cut manual work for advisors managing personalized portfolios ...

Devenir finds 52% of HSA assets are now invested, reshaping how clients can plan for retirement health care costs.

As notetakers push into account opening, a consultant warns RIAs risk ‘buying redundancy’ instead of capability ...

Unclaimed auto accounts can’t take family money, so advisors face questions on 529s, divorce terms, employer funding and stock gifts.

Better Markets’ Benjamin Schiffrin says the change clears a path for interval-fund and accredited-investor rules, but won’t touch daily advisor work.

A hijacked personal inbox can unlock a client's financial accounts – and wealth managers need a plan for prevention and response ...