As Veritant works to restore confidence in its lists following a payment scandal, the company is hopeful all the big firms ...

SaaS platforms that don’t adapt and continue to charge flat, subscription-based fees will soon face a winnowing.

In addition, T.D. Bank appoints a new U.S. wealth head, MAI Capital hires a former Barron’s editor, and EP Wealth hires an advisor from Curi RMB Capital.

State regulators are fining Wells Fargo and Merrill Lynch over allegations that they charged unreasonable commissions on ...

The best industry conference puts you in front of the right people with a credible message and plan to turn conversations ...

CEO Rick Wurster said Schwab Wealth Advisory is a growth opportunity, with 37% of clients willing to pay for advice.

Triad Partners' Brad Johnson talks to the firm's CCO and CTO about Claude for Financial Advisors and when it's right to ...

Reports from DeVoe, Piper Sandler, and Fintrx show a lighter Q3 deal market, but see no signs of slowing among capital-backed ...

Valla Wealth is operating as a DBA of The Invictus Collective, a Dynasty-backed RIA, using the RIA’s proprietary tech stack ...

SEI, a $2 trillion asset manager and tech provider to RIAs, has brought on industry veteran Kristie Edling-Day to handle ...

Eden Ovadia, is co-founder and CEO at FINNY, the AI-powered prospecting and marketing platform built specifically for ...

Workflow charts and org charts should complement each other, with the reporting structure defining authority and the workflow ...