The SEC says Jeremiah Silkowski of SQN Capital Management wrote his own fund valuations, froze them for six years and told ...
The SEC says Linqto, Inc. pulled shares from its platform and told retail investors they were sold out while holding stock ...
The SEC says Darren Caris of Caris Investment Partners sent winning trades to himself and losing ones to 16 clients, then ...
A call centre in Medellin sold the shares of at least 18 small American companies using fake advisory firms and spoofed area ...
The SEC says Himanshu Jindal answered an Upwork post, forged a New York firm's signature, and sold Cyber Apps World Inc. a ...
Vanguard Holdings Group was presented as an international bond trading business holding billions. It had no material source ...
Kalder's outside bookkeeper recorded $87,960 of revenue for the year to April 2024. The investor deck showed $1.2 million in annual recurring revenue. Guven raised $6.7 million on the second set of ...
Gokce Guven was 26, a Turkish national, a University of California, Berkeley graduate who had led engineering at Blockchain at Berkeley and worked at OpenSea and Robinhood before founding her own ...
Prosecutors charged Leech with five counts over a $600 million cherry-picking scheme at Western Asset. He pleaded guilty to one, obstruction, for telling the SEC he knew where trades would go when he ...
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